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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-01-17
SC RA APPROVED 2022-10-25
NV RA APPROVED 2020-06-26
AZ RA APPROVED 2011-05-11
CA RA APPROVED 2011-04-05
  • CO RA
    APPROVED
    Since 2023-01-17
  • SC RA
    APPROVED
    Since 2022-10-25
  • NV RA
    APPROVED
    Since 2020-06-26
  • AZ RA
    APPROVED
    Since 2011-05-11
  • CA RA
    APPROVED
    Since 2011-04-05

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Fallbrook, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Finanical, Inc. Anaheim CA 04/2011 Present
  • 04/2011 → Present
    Centaurus Finanical, Inc.
    Anaheim, CA
Previous Registrations
Other Businesses

1. TIMOTHY THOMPSON, NON-INVESTMENT RELATED, REDONDO BEACH, CA 90277, I WORK WITH VARIOUS CARRIES WRITING GROUP AND INDIVIDUAL POLICIES (NON-INVESTMENT RELATED PRODUCTS, MOSTLY GROUP INSURANCE) FOR HEALTH, DISABILITY AND TERM LIFE, AGENT, SINCE 4/4/2011, DEVOTED TIME IS 4 HOURS A MONTH, SERVICE, QUOTATIONS AND SALES FOR NEW AND/OR EXISTING INSURANCE CONTRACTS. OTHER OUTSIDE INSURANCE, AGENT, SINCE 6/1/2000, INSURANCE SALES AND SERVICE OF EXISITNG AND NEW INDIVIDUAL AND BUSINESS CLIENTS FOR HEALTH, DISABILITY, LONG TERM CARE, LIFE AND OTHER INSURANCE, DEVOTED TIME IS 8 HRS A MONTH, NON-INVESTMENT RELATED. 2. TIMOTHY THOMPSON POSITION: Agent NATURE: I work with various carriers writing group and individual policies (non-investment related products) for Health, Disability and Term Life. Devote 2-4 hours monthly. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2011 ADDRESS: 3925 Monserate Terrace, Fallbrook CA 92028, United States DESCRIPTION: Service quotations and sales for New and/or Existing insurance contracts. Other Outside Insurance, Agent since 6/1/2000, Insurance Sales and Service of Existing and New Individual and Business Clients for Heatlh, Disability, Life and other insurance. Devoted time is 4 hrs a month, Non-Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-23
S63 Uniform Securities Agent State Law Examination 1999-03-01
  • S65 Uniform Investment Adviser Law Examination
    2000-06-23
  • S63 Uniform Securities Agent State Law Examination
    1999-03-01
Other Names
  • Tim J Thompson

View on SEC IAPD

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