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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-02-18 |
| TX | RA | APPROVED | 2020-02-18 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 06/1988 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 06/1998 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 02/2020 | Present |
NAME OF BUSINESS: LIMITED AGENT - FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: EXTON, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 05/2000 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PLACE OCCASSIONAL TRADES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-14 |
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