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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-03-03 |
| TX | RA | APPROVED | 2011-02-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 02/2011 | Present |
| Bank Of America, N.A. | Aventura | FL | 07/2011 | Present |
I*42606For profit or not for profit: Non-Profit OrganizationName of outside business organization: Miami Country Day SchoolInvestment related: NAddress of business:Miami, Florida 33161Nature of business: Charitable Organization,Compensation for Activity: NPosition, title, association: Trustee, Start date of relationship: 6/28/1999Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Sit on the Board of Trustees, Chair of the Finance Committee and sit on the alumni board. Help present the financial condition of the school to the Board of Trustee and assist with review and presentation of the annual budget for Board approvalI I* 1725276For profit or not for profit: Entity For Profit Name of outside business organization: Florida Real Estate License for Personal Use Investment related: yes Address of business: FL, 11111Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 04/01/2024Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0Duties: Personal Real Estate Investments for Rental Income I*1879286 Entity Charitable Name of OBA: Miami Shores Country Club Men's Golf Association Address: Miami Shores, Florida, 33138 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/13/2024 No Hours: 4 No Hours during trading: 1 Duties: To run organized golf events and to promote the country club I*: 1969268 Entity Type: HOA, Co-op, Freehold Name of OBA: Miami Shores Village Country Club Advisory Board Address: Miami Shores, FL Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/01/2024 Number of Hours: 5 hrs annually Number of Hours during trading: 0 Duties: Advise the Village of Miami Shores regarding Country Club Activities and Support Needed by Village I*4583283 Entity Type: Governmental Name of OBA: Miami Shores Village Police Retirement Pension Board Address: Miami Shores, Florida, 33138 Investment Related: Yes Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 4, Yearly Number of Hours during trading: 0 Duties: Oversee the pension for the local police department There are 4 meetings a year where we hear and question the pension manager for the police pension fund
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-11 |
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