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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-16
  • CA RA
    APPROVED
    Since 2016-06-16

Branch Locations

8383 Wilshire Blvd Suite 450, Beverly Hills, CA 90211 • United States

200 S Garfield Avenue Suite 300, Alhambra, CA 91801 • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Group Beverly Hills CA 06/1995 Present
Equity Services, Inc. Montepelier VT 09/1996 Present
  • 06/1995 → Present
    National Life Group
    Beverly Hills, CA
  • 09/1996 → Present
    Montepelier, VT
Other Businesses

*MICHAEL S.SY,8383 WILSHIRE BLVD., STE 450, BEVERLY HILLS, CA 90211,INV REL, AGENT,10/1995,160 HRS/MO,DURING TRD HRS, I AM AN AGENT OR BROKER FOR SEVERAL INSURANCE COMPANIES TO SELL INSURANCE AND DO SO UNDER DBA MICHAEL S. SY. *MICHAEL S SY + CO., 924 E. MAIN STREET, #115,ALHAMBRA, CA 91801, INV. REL,ALHAMBRA, CA,91801,TAX PREP/NOTARY/REAL ESTATE,OWNER,1987,VARIABLE HRS/MO,DURING TRD HRS,1-10 HRS/MTH,TAX PREPARATION AND NOTARY SERVICES TO THE PUBLIC. *NATIONAL LIFE GROUP,8383 WILSHIRE BLVD.,STE,450,BEVERLY HILLS, CA 90211, INV REL, INS SALES,AGENT, 6/10/09,160 HRS/MTH, DUR TRAD HRS, I AM AN INDEPENDENT AGENT LICENSED TO SELL INSURANCE PRODUCTS. *MICHAEL S SY, 200 S GARFIELD AVE,#300, ALHAMBRA,CA 91801,INV REL, ONGOING, INV REL,BROKER, REAL ESTATE, RENTAL ACTIVITIES, LANDLORD, LOAN REFERRALS, NOT DURING TRD/HRS, AS NEEEDED/VARIES. *MICHAEL S SY, 200 S GARFIELD AVE, #300,ALHAMBRA,CA 91801,ONGOING, NOT INV REL, REFERRING CLIENTS FOR HOME LOANS, NOT DURING TRD/HRS, AS NEED BASIS. *MICHAEL S. SY - RENTAL PROPERTY. 200 S GARFIELD AVE,#300, ALHAMBRA,CA 91801,INV REL. JAN 2026. LANDLORD. FOLLOWING UP ON RENT, FINDING TENANTS WHEN VACANT. DURING TRADE HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Designations

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