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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2017-09-26
TX RA APPROVED_RES 2017-09-22
  • MS RA
    APPROVED
    Since 2017-09-26
  • TX RA
    APPROVED_RES
    Since 2017-09-22

Branch Locations

6555 Us Highway 98-West Suite B, Hattiesburg, MS 39402 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hattiesburg MS 05/2010 11/2016
Wells Fargo Clearing Services, Llc Hattiesburg MS 11/2016 09/2017
Benjamin F Edwards & Co Hattiesburg MS 09/2017 Present
  • 05/2010 → 11/2016
    Wells Fargo Advisors Llc
    Hattiesburg, MS
  • 11/2016 → 09/2017
    Hattiesburg, MS
  • 09/2017 → Present
    Benjamin F Edwards & Co
    Hattiesburg, MS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-26
S63 Uniform Securities Agent State Law Examination 1988-07-18
  • S65 Uniform Investment Adviser Law Examination
    1996-03-26
  • S63 Uniform Securities Agent State Law Examination
    1988-07-18

View on SEC IAPD

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