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433 Main Street, Green Bay, WI 54301-5114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-15 |
| MI | RA | APPROVED | 2023-07-27 |
| IL | RA | APPROVED | 2021-04-22 |
| IA | RA | APPROVED | 2018-07-24 |
| MN | RA | APPROVED | 2015-08-24 |
| TX | RA | APPROVED_RES | 2015-08-22 |
| FL | RA | APPROVED | 2015-08-21 |
| WI | RA | APPROVED | 2013-09-03 |
Branch Locations
205 4Th Street N, Lacrosse, WI 54601 • United States
2425 London Rd., Eau Claire, WI 54701 • United States
319 East Grand Avenue, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services, Inc. | Green Bay | WI | 06/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 1992-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-19 |
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