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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-15 |
| MA | RA | APPROVED | 2001-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Waltham | MA | 11/1990 | Present |
| Nylife Securities Inc. | Waltham | MA | 02/1991 | Present |
| Retiree Financial And Insurance Service | South Hadley | MA | 06/2012 | Present |
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 12/2001]. [AGENT SELLS BOTH NYL AND NON-NYL INSURANCE PRODUCTS THROUGH DBA OF RETIREE FINANCIAL AND INSURANCE SERVICES; INVESTMENT RELATED; OWNER; 45+ HOURS PER WEEK AND DURING SECURITIES HOURS].
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-23 |
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