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Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-06-25
GA RA APPROVED 2025-10-09
NJ RA APPROVED 2025-09-11
NC RA APPROVED 2024-04-26
LA RA APPROVED 2023-01-09
AR RA APPROVED 2018-01-26
TX RA APPROVED_RES 2014-07-18
OK RA APPROVED 2010-07-15
  • SD RA
    APPROVED
    Since 2026-06-25
  • GA RA
    APPROVED
    Since 2025-10-09
  • NJ RA
    APPROVED
    Since 2025-09-11
  • NC RA
    APPROVED
    Since 2024-04-26
  • LA RA
    APPROVED
    Since 2023-01-09
  • AR RA
    APPROVED
    Since 2018-01-26
  • TX RA
    APPROVED_RES
    Since 2014-07-18
  • OK RA
    APPROVED
    Since 2010-07-15

Branch Locations

1404 S. Fretz Avenue Suite 900, Edmond, OK 73003 • United States

6020 East Fulton, Ada, MI 49301 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oklahoma Christian Oklahoma City OK 07/2006 Present
Usa Financial Securities Corporation Ada MI 07/2010 Present
Mel Stewart Investment Strategies Edmond OK 07/1997 Present
  • 07/2006 → Present
    Oklahoma Christian
    Oklahoma City, OK
  • 07/2010 → Present
    Usa Financial Securities Corporation
    Ada, MI
  • 07/1997 → Present
    Mel Stewart Investment Strategies
    Edmond, OK
Previous Registrations
  • 2007-01-05 → 2010-05-26
    Norman, OK
    Edmond, OK
  • 2003-01-23 → 2006-07-25
    Gunnallen Financial, Inc
    Edmond, OK
    Edmond, OK
Other Businesses

1) Mel Stewart Insurance and Investment Services - 1404 S. Fretz Ave. Suite 900. Edmond, OK 73003. Start date 07/01/2010. Life and Health Insurance. Independent Agent. Provide access to life and health insurance along with guaranteed fixed annuities as a financial planning service to help meet clients needs. Investment related. 5 hours per month devoted to business. 5 hours per month devoted during securities trading hours. 2) Millard Lee (Mel) Stewart, III. - 1404 S. Fretz Ave. Suite 900. Edmond, OK 73003. Start date 02/01/1983. Radio/TV Voice Talent. Freelance voice over talent. Provides voice recordings for various types of media, such as commercials, audiobooks, animation, video games, corporate videos, e-learning modules, and phone systems. Not investment related. 5 hours per month devoted to business. 0 hours per month devoted during securities trading hours. 3) Millard Lee (Mel) Stewart, III. - Oklahoma Christian University - 2501 E. Memorial Road, Edmond, OK 73013. Start date 08/01/2001. Adjunct Professor. Teach undergrad or graduate courses in finance. Not investment related. 12 hours per month devoted to business. 0 hours per month devoted during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-01
S63 Uniform Securities Agent State Law Examination 1988-07-20
  • S65 Uniform Investment Adviser Law Examination
    1997-10-01
  • S63 Uniform Securities Agent State Law Examination
    1988-07-20
Other Names
  • Mel Stewart
  • Millard Lee Stewart
  • Millard Lee Stewart

View on SEC IAPD

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