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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2014-11-14
ME RA APPROVED 2007-04-13
  • NH RA
    APPROVED
    Since 2014-11-14
  • ME RA
    APPROVED
    Since 2007-04-13

Branch Locations

29 Maplewood Avenue Suite 2, Portsmouth, NH 03801 • United States

Lyman, NH • United States

Moosehead Lake, ME • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Portsmouth NH 11/2014 Present
Pierre Properties, Llc Bath ME 04/2007 Present
Previous Registrations
  • 1999-05-26 → 2007-04-18
    A. G. Edwards & Sons, Inc.
    Portland, ME
    Portland, ME
Other Businesses

(1) Name of Business: Pierre Properties, LLC Address: 168 Buck Street, Suncook, NH, 03275, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/13/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Residential property; 4 units (2) Name of Business: Pierre Properties, Llc. Address: 19 Dummer St, Bath, ME, 04530, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/13/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-10
S63 Uniform Securities Agent State Law Examination 1988-11-07
  • S66 Uniform Combined State Law Examination
    2002-05-10
  • S63 Uniform Securities Agent State Law Examination
    1988-11-07

View on SEC IAPD

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