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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

55 Douglas Lane, East Aurora, NY 14052 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Williamsville NY 07/2012 Present
Previous Registrations
  • 2007-05-01 → 2012-07-11
    Springville, NY
    East Aurora, NY
    Hamburg, NY
    Buffalo, NY
    East Aurora, NY
    Buffalo, NY
    Eden, NY
    Lackawanna, NY
    East Aurora, NY
    Williamsville, NY
    New York City, NY
    Lackawanna, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-27
S63 Uniform Securities Agent State Law Examination 1988-07-21
  • S66 Uniform Combined State Law Examination
    2007-04-27
  • S63 Uniform Securities Agent State Law Examination
    1988-07-21

View on SEC IAPD

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