Dale Wesley Ferdinandsen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 01/2024
  Woodbury Financial Services
  Lake Charles, LA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Lake Charles, LA

Previous Registrations

• 2003-08-29 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lake Charles, LA
  Lake Charles, LA

Other Businesses

1) BUTCH FERDINANDSEN; INV RELATED; 2356 E McNeese ST, STE 100 LAKE CHARLES LA 70607; FINANCIAL PLANNER/INVEST ADVISOR; START 01/01/03; 5HR/MON; 5HR/MON DURING TRADING; SELL TERM, LIFE, LTC, AND DISABILITY. 2) T & F DEVELOPMENT LLC; POS: MEMBER; NATURE: LLC; INVEST RELATED: YES; NO. OF HRS: 1; INVEST RELATED HRS: 1; DATE: 03/24/14; ADDR: 1059 S KADE, LAKE CHARLES LA 70605; DESCR: 50% OWNER IN COMMERCIAL BUILDING WHICH WILL ALSO BE MY OFFICE. 3) WISHING WELL; POS: BM; NATURE: NON-PROFIT; INVEST RELATED: NO; NO. OF HRS: 1; TRADING HRS: 1; DATE: 01/14/09; 2915 RYAN ST, LAKE CHARLES LA 70601; DESCR: MEET PERIODICALLY TO DECIDE ON WISHES FOR CHILDREN WITH POTENTIALLY TERMINAL ILLNESSES. 4) FERDINANDSEN PROPERTIES POS: Member NATURE: LLC INVEST RELATED: Yes NO. OF HRS: 5 SEC. TRADING HRS: 1 DATE: 01/01/96: 1805 Deep Woods DR, Lake Charles LA 70605: DESCR: RESIDENTIAL AND COMMERCIAL PROPERTY IN LAKE CHARLES THAT I LEASE OR OWNER FINANCE. 5) FELP LLC; POS: MEMBER; NATURE: LLC; INVEST RELATED: YES; NO. OF HRS: 1; TRADING HRS: 0; DATE: 06/01/07; 4660 LAKE ST, LAKE CHARLES LA 70605; DESCR: HAVE A PROPERTY MGR THAT MANAGES AND LEASES THE PROPERTY SO I HAVE VERY LITTLE INVOLVEMENT WITH THE PROPERTY. 6) MCNEESE UNIVERSITY FOUNDATION POS: BM NATURE: 501c3 INVEST RELATED: Yes HRS: 1 TRADING HRS: 0 DATE: 11/01/16: P.O. Box 91989, Lake Charles LA 70609 DESC: serve as a BM. Foundation provides scholarships for students and professors attending McNeese State U. 7) BOYS VILLAGE FOUNDATION POS: BM NATURE: Non Profit INVEST RELATED: No HRS: 1 TRADING HRS: 1 DATE: 12/01/17: 7378 US 90, Lake Charles LA 70615 DESCR: Attend 11 meetings/yr, 3 functions/yr. 8) CARC POS: BM NATURE: CARC provides housing for disabled adults and vocational services. INVEST RELATED: Yes NO. OF HRS: 2 SEC. TRADING HRS: 0 DATE: 10/01/23: 4100 Sen J Bennett Johnston Ave, Lake Charles LA 70615 DESCR: On Board to assist with oversight and review of the operations of the organization 9) JEFF DAVIS BANK ADVISORY BOARD POS: Advisory BM NATURE: Bank-Corporation INVEST RELATED: Yes NO. OF HRS: 1 SEC. TRADING HRS: 1 DATE: 09/13/23: 935 Kirby St, Lake Charles LA 70601 DESCR: The bank asks us questions about how they can improve customer service 10) LAKE CHARLES COUNTRY CLUB POS: BM NATURE: Non Profit INVEST RELATED: No NO. OF HRS: 2 SEC. TRADING HRS: 0 DATE: 01/16/24: 3350 Country Club Dr, Lake Charles LA 70605 DESCR: vote on things like capital improvements, membership, hiring management.... etc. 11) KHB HOLDINGS, LLC POS: member NATURE: Its an LLC which I will be a 50% member that will own a commercial retail center INVEST RELATED: No NO. OF HRS: 1 SEC. TRADING HRS: 1 DATE: 08/27/25: 730 Bayou Pines East, Lake Charles LA 70601 DESCR: purchasing 50% of the commercial building along with Tim Lejeune who will also purchase 50% of the building 12) SW FINANCIAL POS: President NATURE: This entity was set up to loan Ferdinandsen Properties money to use towards real estate transactions. I have never used this company for that and the cost to dissolve the entity is more expensive then to keep paying the filing fee each year. INVEST RELATED: No NO. OF HRS: 0 SEC. TRADING HRS: 0 DATE: 01/01/06: 4849 E Shoals Creek Dr, Lake Charles LA 70605 DESCR: There are no duties at this time other then signing a tax return each year 13) FERDINANDSEN PROPERTIES: POS: Member NATURE: LLC INVEST RELATED: Yes NO. OF HRS: 5 SEC. TRADING HRS: 1 DATE: 01/01/96: 4849 E Shoals Creek Dr, Lake Charles LA 70605 DESCR: RESIDENTIAL AND COMMERCIAL PROPERTY IN LAKE CHARLES THAT I LEASE OR OWNER FINANCE. 14) T & F DEVELOPMENT LLC POS: Member NATURE: LLC INVEST RELATED: Yes NO. OF HRS: 1 SEC. TRADING HRS: 1 DATE: 03/24/14 ADDR: 5901 Gray Market Dr, Lake Charles LA 70605 DESC: 50% owner in commercial building which will also be my office. Benson Terrell is the other 50% owner and is a financial advisor at Mass M

Exams

• S66 Uniform Combined State Law Examination
  2003-04-15

Designations

• Certified Financial Planner

Other Names

• Butch Ferdinandsen