Mark Joseph Haun

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Portland, OR
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Portland, OR
• 2003-04-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Portland, OR
  Portland, OR

Other Businesses

1. RAMGEN POWER SYSTEMS MAKES CO2 COMPRESSORS** 2. I RISE SOFTWARE DEVELOPMENT** 3. BEURKE-DALE-VICTOR PROVIDES CAPITAL TO EMERGING COMPANIES** 4. 4022 ENTERPRISES LLC - MANAGER** 5. AMERICAN GLOBAL HEALTH GROUP MAKES ALOE BASED HEALTH PRODUCTS** 6. CERTIFIED SECURITY SOLUTIONS SECURITY CONSULTANTS FOR CORPORATE TECH** 7. HAMMMM. INC; 1025 NW COUCH ST, UNIT 1116 PORTLAND, OR; OIL AND GAS COMPANIES; BOARD MEMBER; FAMILY SUB S CORP; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 01/2013 8. OWNER OF RENTAL PROPERTY, 0 HOURS DURING AND AFTER BUSINESS HOURS, MONTHLY RENTAL INCOME $1,500. 9. 4022 ENTERPRISES LLC, FAMILY PARTNERSHIP; PORTLAND, OR; MANAGING MEMBER; SOLE PROPRIETOR/OWNER/PARTNER; START DATE: 01/1988; DURING BUSINESS HOURS: 0, AFTER BUSINESS HOURS: 1 *429615- Trust; California; August 2017 ; During business hours: 0 *440267- Ann O'neil; Investment related: Yes; seattle, Washington; Personal Loan to my sister Ann O'neil (interfamliy loan); Lender of Loan (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 0; lender of loan

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-06
• S63 Uniform Securities Agent State Law Examination
  1988-08-15