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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-24 |
| MO | RA | APPROVED | 2022-02-23 |
Branch Locations
9300 Troost Ave, Kansas City, MO 64131-3008 • United States
Kansas City, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/1991 | 02/2022 |
| Mazuma Credit Union | Kansas City | MO | 01/2006 | Present |
| Ameriprise Financial Services, Llc | Kansas City | MO | 02/2022 | Present |
Board of Directors; Missouri Valley Masters Swimming; recordkeeper and top ten submissions; 1751 Mound St Suite 204, , Sarasota, FL, 34236; Not Investment-Related; 02/22/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mazuma Credit union; Financial advisor - I am a dual employee of Mazuma and Ameriprise, performing the financial advisor role; ; 7260 W 135th St, , Overland Park, KS, 66223; Investment-Related; 01/01/2006; 20 to 39 hours per month; 20 to 39 during trading hours / US Masters Swimming; enter meet results to the national database as they are provided; I will be cleaning up the data from swimming meets and submitting it to the national results database for some of the US Masters Swimming sub-organizations. Pay will be minimal--$25 per occurrence--but enough to incent local organizations to train their own people. Less than a few hundred dollars per year is expected; 8405 Cherry, , Kansas City, MO, 64131; Not Investment-Related; 09/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-17 |
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