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4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2015-11-30 |
Branch Locations
4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Kentucky Securities Corp. | Lexington | KY | 10/2015 | Present |
Impact 100 Louisville-Non Profit fundraiser Possible 3 hours a week No compensation. Each person gives 1000.00 and they decide what organizations receive the money. Owns First Kentucky Stock
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-02 |
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