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Smh Capital Advisors LLC CRD 108344
$503M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4200 S. Hulen St. Suite 534, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2003-03-20 |
| CT | RA | APPROVED | 2003-03-20 |
| FL | RA | APPROVED | 2003-03-11 |
| GA | RA | APPROVED | 2003-03-07 |
| MA | RA | APPROVED | 2003-03-07 |
| NJ | RA | APPROVED | 2003-03-07 |
| WI | RA | APPROVED | 2003-03-07 |
| CO | RA | APPROVED | 2003-03-06 |
| NM | RA | APPROVED | 2003-03-06 |
| IL | RA | APPROVED | 2003-02-28 |
| OH | RA | APPROVED | 2003-02-28 |
| PA | RA | APPROVED | 2003-02-28 |
| VA | RA | APPROVED | 2003-02-28 |
| CA | RA | APPROVED | 2003-02-27 |
| NH | RA | APPROVED | 2003-02-27 |
| TX | RA | APPROVED | 1997-06-09 |
Branch Locations
4200 S. Hulen St. Suite 534, Fort Worth, TX 76109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Morris Harris Inc. | Houston | TX | 10/2000 | 01/2019 |
| Smh Capital Advisors Inc. | Houston | TX | 02/2000 | Present |
| Smh Capital Investments Llc | Fort Worth | TX | 08/2018 | Present |
Moyers Organization LLC is the holding company for both SMH Capital Advisors LLC (an SEC registered investment adviser) and SMH Capital Investments LLC (a FINRA member broker-dealer).Dwayne Moyers is the sole member of the LLC. He does not spend more than 2 hours per month related to the business of Moyers Organization LLC. Mr. Moyers is the CEO/CCO of SMH Capital Investments LLC, a FINRA member broker-dealer located at 4200 S. Hulen St., Fort Worth, TX. He purchased the firm in August of 2018 and spends approximately 20 hours per week during trading hours. He is also the CEO of SMH Capital Advisors LLC, an SEC-registered investment adviser located at the same location as the broker-dealer. He spends approximately 20 hours per week during trading hours on the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-23 |
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