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Current Employers
Smh Capital Advisors Llc

4200 S. Hulen St. Suite 534, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2003-03-20
CT RA APPROVED 2003-03-20
FL RA APPROVED 2003-03-11
GA RA APPROVED 2003-03-07
MA RA APPROVED 2003-03-07
NJ RA APPROVED 2003-03-07
WI RA APPROVED 2003-03-07
CO RA APPROVED 2003-03-06
NM RA APPROVED 2003-03-06
IL RA APPROVED 2003-02-28
OH RA APPROVED 2003-02-28
PA RA APPROVED 2003-02-28
VA RA APPROVED 2003-02-28
CA RA APPROVED 2003-02-27
NH RA APPROVED 2003-02-27
TX RA APPROVED 1997-06-09
  • AZ RA
    APPROVED
    Since 2003-03-20
  • CT RA
    APPROVED
    Since 2003-03-20
  • FL RA
    APPROVED
    Since 2003-03-11
  • GA RA
    APPROVED
    Since 2003-03-07
  • MA RA
    APPROVED
    Since 2003-03-07
  • NJ RA
    APPROVED
    Since 2003-03-07
  • WI RA
    APPROVED
    Since 2003-03-07
  • CO RA
    APPROVED
    Since 2003-03-06
  • NM RA
    APPROVED
    Since 2003-03-06
  • IL RA
    APPROVED
    Since 2003-02-28
  • OH RA
    APPROVED
    Since 2003-02-28
  • PA RA
    APPROVED
    Since 2003-02-28
  • VA RA
    APPROVED
    Since 2003-02-28
  • CA RA
    APPROVED
    Since 2003-02-27
  • NH RA
    APPROVED
    Since 2003-02-27
  • TX RA
    APPROVED
    Since 1997-06-09

Branch Locations

4200 S. Hulen St. Suite 534, Fort Worth, TX 76109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanders Morris Harris Inc. Houston TX 10/2000 01/2019
Smh Capital Advisors Inc. Houston TX 02/2000 Present
Smh Capital Investments Llc Fort Worth TX 08/2018 Present
  • 10/2000 → 01/2019
    Sanders Morris Harris Inc.
    Houston, TX
  • 02/2000 → Present
    Smh Capital Advisors Inc.
    Houston, TX
  • 08/2018 → Present
    Smh Capital Investments Llc
    Fort Worth, TX
Previous Registrations
  • 2009-11-24 → 2019-01-02
    Houston, TX
    Houston, TX
    Fort Worth, TX
    Weatherford, TX
Other Businesses

Moyers Organization LLC is the holding company for both SMH Capital Advisors LLC (an SEC registered investment adviser) and SMH Capital Investments LLC (a FINRA member broker-dealer).Dwayne Moyers is the sole member of the LLC. He does not spend more than 2 hours per month related to the business of Moyers Organization LLC. Mr. Moyers is the CEO/CCO of SMH Capital Investments LLC, a FINRA member broker-dealer located at 4200 S. Hulen St., Fort Worth, TX. He purchased the firm in August of 2018 and spends approximately 20 hours per week during trading hours. He is also the CEO of SMH Capital Advisors LLC, an SEC-registered investment adviser located at the same location as the broker-dealer. He spends approximately 20 hours per week during trading hours on the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-25
S63 Uniform Securities Agent State Law Examination 1991-04-23
  • S65 Uniform Investment Adviser Law Examination
    1994-07-25
  • S63 Uniform Securities Agent State Law Examination
    1991-04-23

View on SEC IAPD

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