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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-30 |
| IA | RA | APPROVED | 2025-05-16 |
Branch Locations
100 North Holmes Suite A, Denver, IA 50622-0783 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James N. Franzen Farm | Hawkeye | IA | 12/1978 | Present |
| Ics | Denver | IA | 02/2004 | Present |
| Cutter & Company Brokerage, Inc. | Chesterfield | MO | 07/2005 | 05/2025 |
| Prospera Financial Services, Inc. | Denver | IA | 05/2025 | Present |
1) INVESTORS COMMODITY SERVICES, INC.; INVESTMENT RELATED - NO; 100 N HOLMES ST. DENVER, IA 50622; ASSOCIATED PERSON; AN INTRODUCING COMMODITY FUTURES BROKER ASSOCIATED WITH ADM INVESTOR SERVICES, INC.; 01/1991; 20 HOURS PER MONTH; 20 DURING TRADING HOURS; HEDGING 2) FARMING BUSINESS; NOT INVESTMENT RELATED; PRODUCE GRAIN PROCUCTS TO SELL; FARMER; 10 - 20 HOURS/ WEEK. 3) 05/22/2013- INVESTORS COMMODITY SERVICES, INC. / DBA ONLY / 100% OF TIME /DENVER, IA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-09-16 |
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