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Christopher Alan Holthaus

Principal Securities, Inc.

Denver, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2006-03-07
  • IA RA
    APPROVED
    Since 2006-03-07

Branch Locations

300 S State St, Denver, IA 50622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Waterloo IA 09/1997 Present
Principal Life Insurance Co Des Moines IA 07/1998 Present
Holthaus Financial Services Denver IA 09/1997 08/2020
  • 09/1997 → Present
    Princor Financial Services Corporation
    Waterloo, IA
  • 07/1998 → Present
    Principal Life Insurance Co
    Des Moines, IA
  • 09/1997 → 08/2020
    Holthaus Financial Services
    Denver, IA
Other Businesses

***Fixed Insurance; Investment Related; ; Group Health; Sales; Start Date: 10/21/2011; less than 1 hrs per month; during trading hours. ***Fixed Insurance; Investment Related; ; Life, Fixed Annuities, LTC; Sales; Start Date: 10/22/2014; na hrs per month; during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-03
S63 Uniform Securities Agent State Law Examination 1997-10-23
  • S66 Uniform Combined State Law Examination
    2006-03-03
  • S63 Uniform Securities Agent State Law Examination
    1997-10-23
Other Names
  • Chris Holthaus

View on SEC IAPD

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