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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-17 |
| KS | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wichita | KS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wichita | KS | 11/2016 | Present |
100% OWNERSHIP W/ SPOUSE - FARMING PROPERTY, SEDGWICK, KS. WORKS SEASONAL HOURS MONTHLY AND 0 DURING TRADING HOURS.DUTIES: RENT LAND TO HUNTERS GIFFIN FARM AND RANCH LLC; NOT INV RELATED; SEDGWICK, KS; FARM EQUIPMENT LEASING; 100% OWNERSHIP; START 8/2012; <2 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES ARE LEASING OUT FARM EQUIPMENT TO LOCAL FARMERS HUNT KANSAS LLC, NOT INV RELATED, SEDGWICK, KS, 100% OWNERSHIP, START 1/1/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, GUIDED HUNTING TRIPS BUSINESS OWNER. HABITAT COMMANDERS LLC, NOT INV RELATED, SEDGWICK, KS, 100% OWNERSHIP, START 12/4/2017, 8 HOURS PER MONTH, ZERO DURING TRADING, PROVIDE MANAGEMENT PLANS AND SERVICES TO MAXIMIZE WILDLIFE ON PROPERTIES. HAMMERTIME RANCH LLC, INV RELATED, SEDGWICK, KS, 50% OWNERSHIP, START 2/11/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLD LAND.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-27 |
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