Douglas Michael Dougherty

Current Employers

World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-10-20

PA RA
APPROVED

Since 2025-10-20

Branch Locations

1118 Snyder Road, Perkiomenville, PA 18074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Investments, Llc	Lincroft	NJ	06/2009	Present
World Investment Advisors, Llc	Santa Barbara	CA	10/2025	Present

06/2009 → Present

World Investments, Llc

Lincroft, NJ
10/2025 → Present

World Investment Advisors, Llc

Santa Barbara, CA

Previous Registrations

2007-04-24 → 2009-06-22

Concourse Financial Group Securities, Inc.

Telford, PA

Goshen, IN

Telford, PA
2007-01-05 → 2007-02-06

Lpl Financial Llc

Perkasie, PA

Souderton, PA

Perkasie, PA
2006-01-11 → 2006-12-31

Voya Financial Advisors, Inc.

Perkasie, PA

Quakertown, PA

Milford Square, PA

Perkasie, PA

Perkasie, PA

Pipersville, PA

Quakertown, PA

Dublin, PA

Richlandtown, PA

Riegelsville, PA

Other Businesses

ARK FINANCIAL SOLUTIONS LLC 1118 SNYDER RD, PERKIOMENVILLE, PA 18074 INSURANCE AGENT - 01/01/2024 INVESTMENT RELATED SALES AND SERVICE OF NON-VARIABLE INSURANCE & ANNUITIES 160 HRS MONTH/160 HRS MONTH DURING MKT HRS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-10
S63	Uniform Securities Agent State Law Examination	1997-06-26

S66 Uniform Combined State Law Examination

2005-10-10
S63 Uniform Securities Agent State Law Examination

1997-06-26

Other Names

Doug Dougherty

View on SEC IAPD

Current Employers

World Investment Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews