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2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rutter Insurance | Boyertown | PA | 11/1995 | Present |
| Fortune Financial Services Inc | New Brighton | PA | 11/2007 | Present |
| Prosperity Wealth Management, Inc. | San Ramon | CA | 01/2017 | Present |
1) RETIREMENT SOLUTIONS/THOMAS RUTTER,571 NEIFFER ROAD, SCHWENKSVILLE, PA 19473/ . INVEST-RELATED. SOLE PROPRIETOR. SELLING ANNUITIES, LIFE INS & LTC. SALES/ESTATE PLANNING. (2) THOMAS RUTTER, NOTARY. NOT INVEST-RELATED. SOLE PROPRIETOR. MINIMAL TIME. NOTORIZE DOCUMENTS. (3) ELLIXSON'S TAE KWON DO, BOYERTOWN PA. INSTRUCTOR. NOT INVEST-RELATED. 2/1/04. 3 HRS/MTH, NONE DURING TRDG HRS. TEACH TAE KWON DO. (4) IAR with Prosperity Wealth Management dedicating approximately 10 hours per week
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-22 |
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