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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-07-03 |
| FL | RA | APPROVED | 2007-06-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach | FL | 06/2007 | Present |
| Bank Of America, Na | West Palm Beach | FL | 12/2009 | Present |
I*1865345 Entity Charitable Name of OBA: Atlantic High School-Academy of Finance-Advisory Committee Address: Delray Beach, Florida, 33445 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2024 No Hours: 1 No Hours during trading: 1 Duties: Advisory Board for a High School Finance Curriculum. A National Curriculum is provided by the National Academy of Finance and committee members are a resource for the instructors. I am going to be co-chair. Bank of America is supporter of this High School and Academy of Finance and I have been asked by the Market President, to participate given my son graduated from Atlantic.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-23 |
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