Henry Gallardo

Current Employers

Employment History

• 12/1989 → Present
  Minnesota Life Insurance Company
  St. Paul, MN
• 11/2006 → Present
  Jdw Insurance
  El Paso, TX
• 01/2008 → Present
  Strategic Wealth Advisors
  El Paso, TX
• 04/2016 → 08/2019
  M Holdings Securities, Inc.
  Portland, OR
• 04/2016 → Present
  Strategic Wealth Advisors
  El Paso, TX
• 08/2019 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2019 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2016-04-15 → 2019-08-30
  M Holdings Securities, Inc.
  El Paso, TX
  Portland, OR
  El Paso, TX
• 2009-08-28 → 2016-05-03
  Investors Capital Corp.
  Lynnfield, MA
  Tustin, CA
  El Paso, TX
  El Paso, TX
  Gilford, NH
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 1990-01-12 → 2009-08-26
  Securian Financial Services, Inc.
  El Paso, TX
  El Paso, TX
  El Paso, TX
  El Paso, TX

Other Businesses

1)Henry Gallardo,FA LLC;not investment related;123 W. Mills Ave Suite 200 El Paso, TX 79901 ;entity exists solely for tax purposes; managing member;12/2018;0 hrs/month;0 hrs during trading;tax entity 2) STRATEGIC WA LLC POSITION: managing partner NATURE: dba INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2008 ADDRESS: 123 W. Mills Ave, Suite 200, El Paso TX 79901, United States DESCRIPTION: dba - provide financial advice and offer sales of commission products 3)M FINANCIAL POSITION: member/representative NATURE: fixed insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2016 ADDRESS: 1125 N.W. Couch Street, Ste 900, Portland OR 97209, United States DESCRIPTION: offer sales of LTC & life insurance products 4)Fixed insurance-multiple carriers; not investment related;123 W. Mills Ave Suite 200 El Paso, TX 79901 ;fixed insurance sales;representative;1/1989;20 hrs/month;2 hrs during trading;offer sale of ltc,disability,and life insurance products to meet clients overall financial needs 5)University Medical Center Board of Directors;not investment related;4815 Alameda,El Paso,TX 79905;oversee board and vote on various strategies;chairman of board;6/2016;4 hrs/month;4 hrs during trading;oversee board 6) STRATEGIC WA, LLC OF ARIZONA POSITION: partner NATURE: business is a DBA and a pass through entity used to pay rent for lodging and office INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2020 ADDRESS: 2415 E. Camelback Rd., Suite 700, Phoenix AZ 85016, United States DESCRIPTION: Deposit checks and pay expenses 7)HENRY GALLARDO/BOBBY BLANCO POSITION: partner NATURE: own condominium jointly,lease condo to our LLC in AZ INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 21320 N 56th, Suite 1125, Phoenix TX 85054, United States DESCRIPTION: coordinate payment of mortgage & HOA each month, deposit rent payment 8)Chevaliers Group;not investment related;2931 Central Ave,Suite 215,El Paso,TX 79905;board member;board member;11/2021;1 hr/month;0 hrs during trading;attend board meetings 9)MEADOWS MENTAL HEALTH POLICY INSTITUTE POSITION: board member NATURE: MMPHI is a non profit committed to helping TX become a national leader in treating all people with mental health needs through systems transformations and policy guidance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2023 ADDRESS: 3003 Swiss Avenue, Dallas TX 75204 DESCRIPTION: Duties: provide guidance to president in line with our strategic goals & mission 10)CHEVALIERS DU TESTAVIN POSITION: board member NATURE: non profit social wine tasting group, INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2013 ADDRESS: 2931 Central Ave, Suite 215, El Paso TX 79905 DESCRIPTION: attend board meetings and help organize events for the year 11) REACH RESILIENCE AN ENDEAVORS FOUNDATION POSITION: board member/Vice chair NATURE: The foundation is a non profit organization created and funded by Endeavors INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 200 E Grayson, Suite 210, San Antonio TX 78212 DESCRIPTION: Duties: attend board and committee meetings, provide guidance as board member to president pursuant to our mission 12) 56TH AZ CONDO LLC POSITION: partner NATURE: own condominium jointly, lease condo to our LLC in AZ INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 21320 N 56th, Suite 1125, Phoenix TX 85054, United States DESCRIPTION: coordinate payment of mortgage & HOA each month,deposit rent payment

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-20
• S63 Uniform Securities Agent State Law Examination
  1988-07-07