David Victor Dupont

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Wilmington, NC

Previous Registrations

• 2001-12-31 → 2002-10-23
  Jbs Liberty Securities, Inc.
  Winston-Salem, NC

Other Businesses

(1) NAME OF ENTITY: Town of Wrightsville Beach ADDRESS: 321 Causeway Drive, Wrightsville Beach, NC 28480 INVESTMENT/NOT INVESTMENT RELATED: Yes BUSINESS DESCRIPTION: Government Institution START DATE: Jan 15, 2026 CAPACITY: Committee/Council Member DUTIES: Serve on the citizens advisory board for the Town's Park and Recreation Committee. Discuss improvements to recreational facilities, activities, and wellness programs. Meets once per month for 1-2 hours outside normal business hours. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-17
• S63 Uniform Securities Agent State Law Examination
  1988-07-11