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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| NC | RA | APPROVED | 2002-10-18 |
Branch Locations
7029 Albert Pick Road Suite 201, Greensboro, NC 27409 • United States
1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States
Wrightsville Beach, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Wilmington | NC | 03/2008 | Present |
(1) NAME OF ENTITY: Town of Wrightsville Beach ADDRESS: 321 Causeway Drive, Wrightsville Beach, NC 28480 INVESTMENT/NOT INVESTMENT RELATED: Yes BUSINESS DESCRIPTION: Government Institution START DATE: Jan 15, 2026 CAPACITY: Committee/Council Member DUTIES: Serve on the citizens advisory board for the Town's Park and Recreation Committee. Discuss improvements to recreational facilities, activities, and wellness programs. Meets once per month for 1-2 hours outside normal business hours. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-11 |
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