Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-07-26 |
| TX | RA | APPROVED_RES | 2020-03-11 |
| IL | RA | APPROVED | 2017-11-16 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
3102 West End Avenue Suite 200, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake Forest | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Forest | IL | 11/2016 | 11/2017 |
| Morgan Stanley Smith Barney Llc | Nashville | TN | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-05-28 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-16 |
Reach out to this advisor