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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-07-26
TX RA APPROVED_RES 2020-03-11
IL RA APPROVED 2017-11-16
  • TN RA
    APPROVED
    Since 2022-07-26
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • IL RA
    APPROVED
    Since 2017-11-16

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

3102 West End Avenue Suite 200, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lake Forest IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lake Forest IL 11/2016 11/2017
Morgan Stanley Smith Barney Llc Nashville TN 11/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Lake Forest, IL
  • 11/2016 → 11/2017
    Lake Forest, IL
  • 11/2017 → Present
    Morgan Stanley Smith Barney Llc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-28
S65 Uniform Investment Adviser Law Examination 1993-04-16
  • S63 Uniform Securities Agent State Law Examination
    1999-05-28
  • S65 Uniform Investment Adviser Law Examination
    1993-04-16
Other Names
  • Stella Sophie Hac Murphy
  • Stella Sophie Hac
  • Stella Hac Murphy

View on SEC IAPD

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