Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-16 |
| WI | RA | APPROVED | 2020-11-12 |
Branch Locations
909 North Mayfair Road Suite #200, Wauwatosa, WI 53226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Mortgage | Milwaukee | WI | 07/1992 | Present |
| Prime Financial Services | Milwaukee | WI | 07/1989 | Present |
| First Allied Securities, Inc. | Wauwatosa | WI | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc.. | Wauwatosa | WI | 01/2010 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Brookfield | WI | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) MICHAEL WHITE; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE: 4/1/2008 2.) JUST FORE KIDS FOUNDATION; DIRECTOR; NON-PROFIT ORGANIZATION; START DATE: 2/22/2010 3.) PRIME FINANCIAL SERVICES, INC.; DBA. 4.) MICHAEL WHITE; AGENT; INSURANCE; START DATE 04/01/2008 5.) GUIDANCE MORTGAGE;EMPLOYEE; MORTGAGE/BANKING;START DATE 02/01/2016; 8 HOURS PER MONTH. 6.) PRIME M&A REAL ESTATE; PARTNER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT; START DATE 05/08/2020; 4 HOURS PER MONTH. 7.) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2000; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-23 |
Reach out to this advisor