William Thomas Theis

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-05-13
OH	RA	APPROVED	2001-04-30

TX RA
APPROVED_RES

Since 2019-05-13
OH RA
APPROVED

Since 2001-04-30

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Valley City, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Cleveland	OH	09/1999	Present

09/1999 → Present

Raymond James & Associates, Inc.

Cleveland, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-20
S63	Uniform Securities Agent State Law Examination	1990-02-09

S65 Uniform Investment Adviser Law Examination

1999-08-20
S63 Uniform Securities Agent State Law Examination

1990-02-09

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Exams

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