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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-12-16
  • FL RA
    APPROVED
    Since 2013-12-16

Branch Locations

300 S Orange Ave Ste 750, Orlando, FL 32801-3347 • United States

Winter Spgs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 12/2013 03/2020
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
Previous Registrations
  • 2013-02-13 → 2013-12-19
    Winter Park, FL
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Altamonte Springs, FL
    Winter Park, FL
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-19 → 2003-08-08
    Amsouth Investment Services, Inc.
    Altamonte Springs, FL
    Lake Mary, FL
    Sanford, FL
    Orange City, FL
    Sanford, FL
    Altamonte Springs, FL
    Winter Springs, FL
    Casselberry, FL
    Longwood, FL
    Longwood, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-30
S65 Uniform Investment Adviser Law Examination 1996-07-16
  • S63 Uniform Securities Agent State Law Examination
    1997-07-30
  • S65 Uniform Investment Adviser Law Examination
    1996-07-16
Other Names
  • Wanda Marie Bennett
  • Wanda M Bennett
  • Wanda Decker

View on SEC IAPD

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