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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-10-07 |
| WI | RA | APPROVED | 2016-10-07 |
Branch Locations
11039 N Towne Square Rd Ste 1, Mequon, WI 53092 • United States
La Valle, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Mequon | WI | 04/2007 | 10/2016 |
| Morgan Stanley Smith Barney | Mequon | WI | 06/2009 | 10/2016 |
| Ameriprise Financial Services, Inc. | La Valle | WI | 10/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Mequon | WI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-04 |
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