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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-06-26 |
| TX | RA | APPROVED_RES | 2020-06-25 |
Branch Locations
1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States
Willowbrook, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oak Brook | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oak Brook | IL | 11/2016 | Present |
CO-TRUSTEE FOR DECEASED MOTHER'S TRUSTS; INVESTMENT RELATED; HINSDALE, IL; START DATE 5/2007; 2 HRS PER MONTH; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-27 |
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