Best Investors
Account
Sign in
Best Investors
Account
Sign in
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-06 |
| CT | RA | APPROVED | 2019-01-22 |
Branch Locations
60 Willow Street Suite 101, Mystic, CT 06355 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mystic | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 11/2016 | 01/2019 |
| Janney Montgomery Scott Inc. | Mystic | CT | 01/2019 | Present |
Rental Property - AirBnb, Gouldsboro, ME. Owner (07/2023) - Part-time rental seasonal property. Not investment relate, 5 hours/month, rental income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-05 |
Reach out to this advisor