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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-07 |
| TX | RA | APPROVED_RES | 2022-01-28 |
Branch Locations
2525 Ponce De Leon Blvd, Suite 1080, Coral Gables, FL 33134 • United States
2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Miami | FL | 12/2006 | 01/2022 |
| Newedge Wealth, Llc | Stamford | CT | 01/2022 | Present |
| Newedge Securities, Inc. | Stamford | CT | 01/2022 | Present |
1)NewEdge CG Partners, LLC~Investment related~Miami, FL 33156~limited liability holding company formed to facilitate the sale of our business to Edge Co~Jan 31 2022~1 hour per month~1 hour per month during market~limited liability holding company formed to facilitate the sale of our business to Edge Co - - - - - - - - - - - 2)Rex Homes~Investment related~Austin, TX 78705~board of directors~Feb 14 2022~4 hours per month~4 hours per month during market~board of directors 3)Marlin...Investment Related...CORAL GABLES, FL,...Onboarding clients with existing fixed insurance products. Also, working with clients who may wish to execute new fixed insurance policies....Start 8/8/22...3 hours during trade...3 hours not during trade 4)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours. Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 01/28/2022 5)Ayiti Community Trust*The Ayiti Community Trust is a not-for-profit that operates on the community foundation model to provide funding to existing not-for-profit entities operating in Haiti*No Invest*4 hrs per mnth*5-17-23* Miami FL 6)Penn Museum*member of the board of advisors*No Invest*1 Hr per mnth*1hr during work hours*6/6/23*Philadelphia PA 7)Coop Careers*board member*No Invest*1 hr per mnth/1 during work hours*6/6/23*San Francisco, CA 8)New Edge Wealth*request to add fixed annuities and insurance*Yes Invest*3 Hrs per mnth/3during trade* 9)TPG Financial*Client opportunities to provide insurance with TPG Financial.*Yes Invest*5 Hrs per mnth-5during trade*9/25/23*Franklin TN 10)BankMiami*I plan to serve as member of the board of directors and will make an investment of $250,000 representing less than 1% ownership.*Yes Invest*BankMiami will operate as a community bank and provide to its clients deposit, and lending products and high touch service that are not offered by NewEdge.*4 hrs/2 trade*5/6/24*Miami, FL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-05 |
| S65 | Uniform Investment Adviser Law Examination | 2000-02-04 |
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