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Current Employers
New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-07
TX RA APPROVED_RES 2022-01-28
  • FL RA
    APPROVED
    Since 2022-02-07
  • TX RA
    APPROVED_RES
    Since 2022-01-28

Branch Locations

2525 Ponce De Leon Blvd, Suite 1080, Coral Gables, FL 33134 • United States

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Miami FL 12/2006 01/2022
Newedge Wealth, Llc Stamford CT 01/2022 Present
Newedge Securities, Inc. Stamford CT 01/2022 Present
  • 12/2006 → 01/2022
    Miami, FL
  • 01/2022 → Present
    Newedge Wealth, Llc
    Stamford, CT
  • 01/2022 → Present
    Newedge Securities, Inc.
    Stamford, CT
Previous Registrations
  • 2006-12-04 → 2022-02-14
    Coral Gables, FL
    Weehawken, NJ
    Miami, FL
    Coral Gables, FL
  • 2004-08-16 → 2006-12-07
    Banc Of America Investment Services, Inc.
    Miami, FL
    Miami, FL
    Miami, FL
  • 2004-05-07 → 2004-08-25
    Lehman Brothers Inc.
    Miami, FL
Other Businesses

1)NewEdge CG Partners, LLC~Investment related~Miami, FL 33156~limited liability holding company formed to facilitate the sale of our business to Edge Co~Jan 31 2022~1 hour per month~1 hour per month during market~limited liability holding company formed to facilitate the sale of our business to Edge Co - - - - - - - - - - - 2)Rex Homes~Investment related~Austin, TX 78705~board of directors~Feb 14 2022~4 hours per month~4 hours per month during market~board of directors 3)Marlin...Investment Related...CORAL GABLES, FL,...Onboarding clients with existing fixed insurance products. Also, working with clients who may wish to execute new fixed insurance policies....Start 8/8/22...3 hours during trade...3 hours not during trade 4)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.  Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 01/28/2022 5)Ayiti Community Trust*The Ayiti Community Trust is a not-for-profit that operates on the community foundation model to provide funding to existing not-for-profit entities operating in Haiti*No Invest*4 hrs per mnth*5-17-23* Miami FL 6)Penn Museum*member of the board of advisors*No Invest*1 Hr per mnth*1hr during work hours*6/6/23*Philadelphia PA 7)Coop Careers*board member*No Invest*1 hr per mnth/1 during work hours*6/6/23*San Francisco, CA 8)New Edge Wealth*request to add fixed annuities and insurance*Yes Invest*3 Hrs per mnth/3during trade* 9)TPG Financial*Client opportunities to provide insurance with TPG Financial.*Yes Invest*5 Hrs per mnth-5during trade*9/25/23*Franklin TN 10)BankMiami*I plan to serve as member of the board of directors and will make an investment of $250,000 representing less than 1% ownership.*Yes Invest*BankMiami will operate as a community bank and provide to its clients deposit, and lending products and high touch service that are not offered by NewEdge.*4 hrs/2 trade*5/6/24*Miami, FL

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-05
S65 Uniform Investment Adviser Law Examination 2000-02-04
  • S63 Uniform Securities Agent State Law Examination
    2000-10-05
  • S65 Uniform Investment Adviser Law Examination
    2000-02-04
Other Names
  • Ghislain Gouraige
  • Ghislain Gouraige

View on SEC IAPD

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