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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1995-07-31 |
| FL | RA | APPROVED | 1994-11-23 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 11/1994 | Present |
| Bank Of America, Na | Fort Lauderdale | FL | 01/2010 | Present |
I*2154269, Entity Type: Fiduciary, Name of OBA: MR C J K TTEE U/A DTD 05/05/2014 BY MR T, Address: Ft. Lauderdale, Florida, 33308, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 17-Dec-2024, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-28 |
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