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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2015-01-13 |
| TX | RA | APPROVED_RES | 2015-01-06 |
Branch Locations
600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Company, Inc. | St. Louis | MO | 01/2015 | Present |
1. Christian Educational Consortium, 6400 Sweetbay Dr, Crestwood KY 40014; Private School; Varsity/Junior Varsity Volleyball Coach; 7/9/20; 6 hr/wk; Not During Securities Trading Hours; Not Investment Related. 2. Legacy Volleyball Club; 2401 Stanley Gault Pkwy, Louisville KY 40223; AAU Junior Volleyball; Volleyball Coach; 1/7/19; 6 hr/wk; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-29 |
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