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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
SD RA APPROVED 1988-09-14
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • SD RA
    APPROVED
    Since 1988-09-14

Branch Locations

115 Broadway Ave Ste 2, Yankton, SD 57078 • United States

Yankton, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Yankton SD 09/2005 03/2020
Ameriprise Financial Services, Llc Yankton SD 03/2020 Present
Other Businesses

Board of Directors; House of Mary Shrine; member; 200 Drees Drive, , Yankton , SD, 57078; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Cirksena, Knight, Jacobson, Sieps and Kresse LLC; Financial Advisor; Manage advisory business; 1935 N. 120th Street, , Omaha , NE, 68154; Investment-Related; 05/27/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-22
  • S63 Uniform Securities Agent State Law Examination
    1988-08-22
Other Names
  • Lori Kay Leader
  • Lori Leader

View on SEC IAPD

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