Donald W. William Harden

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  Ubs Financial Services Inc
  Cincinnati, OH

Previous Registrations

• 2005-02-14 → 2008-05-19
  Fifth Third Securities, Inc.
  Ft. Wright, KY
  Florence, KY
  Florence, KY
• 2002-10-07 → 2003-04-24
  Lpl Financial Llc
  Lexington, KY
• 2000-09-21 → 2002-10-08
  Msi Financial Services, Inc.
  Florence, KY

Other Businesses

1. INDEPENDENT INSURANCE AGENT / LEXINGTON, KENTUCKY / FIXED PRODUCTS ONLY / APPROVED 10-25-2002

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-07-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Donald William Harden