Philip Michael Arena

Current Employers

Employment History

• 01/1982 → Present
  Life Markets Co. Inc
  Tucson, AZ
• 09/2009 → Present
  Lpl Financial, Llc
  Tucson, AZ

Previous Registrations

• 2009-02-20 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Tucson, AZ
  Tuscon, AZ
  West Palm Beach, FL

Other Businesses

1. 12/17/2009: Life Markets Co., Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - President - life insurance sales. 2. 08/26/2010: Arena Financial Co. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Conduit for commissions and expenses - holds life & health licenses - not engaged in any sales - For tax purposes only. 3. 10/06/2010: Arena-Quirt Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 11/08/2013: Arena Financial Co., Inc, 401K/PSP - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Retirement plan for Arena Financial Co., Inc. - Time Spent 5%. 5. 11/11/2013: No Business Name - Investment Related - Act in a Fiduciary Capacity - Time Spent 1% - Trustee of The Arena Family Revocable A-B Trust dtd 12/29/2003. 6. 11/11/2013: 134 Holdings LLC - Not Investment Related - Jacksonville, FL - Other-Vacant Land - Time Spent 0% - Owner of Vacant Land. 7. 11/11/2013: Arena-Quirt Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 8. 07/17/2015: LaCholla Holdings LLC - Investment Related - 7530 N. LaCholla Blvd, Tucson AZ 85741 - Real Estate Rental - Started 09/20/2003 - 2 Hours Per Month/0 Hours During Securities Trading - Rental income from tenants - CO-OWNER. 9. 1/5/2022 - LaCholla Holdings LLC - Investment Related - 7530 N. LaCholla Blvd Tucson, AZ 85741 - Real Estate Rental - Start Date 9/20/2003 - 2 Hours Per Month/0 Hours During Securities Trading - Rental income from tenants. 10. 11/09/2022 - SJI Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/01/2022 - 40 Hours Per Month/2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-26
• S63 Uniform Securities Agent State Law Examination
  1992-02-28