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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-29 |
| MI | RA | APPROVED | 2015-12-14 |
| IN | RA | APPROVED | 2007-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer | Port Huron | MI | 01/1999 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-01 |
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