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David Joseph Brown

Raymond James & Associates, Inc.

Chandler, AZ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-28
  • TX RA
    APPROVED_RES
    Since 2013-05-28

Branch Locations

1490 S Price Rd Suite 308, Chandler, AZ 85286 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Chandler AZ 04/2013 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-09
  • S63 Uniform Securities Agent State Law Examination
    1988-08-09

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
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WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
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