Jeffrey Andre Ponson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 10/2016
  Massmutual Life Insurance Company
  Baton Rouge, LA
• 05/2011 → 10/2016
  Mml Investor Services Llc
  Baton Rouge, LA
• 11/2016 → Present
  Jeff Ponson Financial Services, Llc
  Baton Rouge, LA
• 03/2019 → Present
  Lpl Financial Llc
  Baton Rouge, LA

Previous Registrations

• 2013-07-09 → 2016-10-12
  Mml Investors Services, Llc
  Baton Rouge, LA
• 2006-06-16 → 2011-01-19
  Park Avenue Securities Llc
  Baton Rouge, LA
• 2005-04-25 → 2006-05-30
  Lpl Financial Llc
  Baton Rouge, LA
• 2002-09-18 → 2005-05-18
  Park Avenue Securities Llc
  Baton Rouge, LA

Other Businesses

1. 3/7/19- Jeff Ponson Financial Services- Non-Variable Insurance- Inv. Related - Baton Rouge, LA-Start date 2/1/2001 - 80hrs - 50% 2. 3/7/19 - Jeff Ponson Financial Service - Property and Casualty- President -Inv. Related- Baton Rouge, LA - start date 2/1/2001-80hrs/mth- 50% 3. 08/15/2019 - Champion Wealth Strategies - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/13/2019 - 160 hrs/mo - 130 hrs during trading. 4. 02/24/2022 - Jeff Ponson Financial Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/07/2019 - 10 Hours Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-10
• S63 Uniform Securities Agent State Law Examination
  2005-12-12

Other Names

• Jeff Ponson