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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
TX RA APPROVED_RES 2023-10-30
  • FL RA
    APPROVED
    Since 2025-01-16
  • TX RA
    APPROVED_RES
    Since 2023-10-30

Branch Locations

700 Central Ave Ste 302, St. Petersburg, FL 33701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Largo FL 12/2009 10/2023
Lpl Financial Llc St. Petersburg FL 10/2023 Present
Previous Registrations
Other Businesses

1) 9/2023 - RJ Nolan Company LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 9/2023 - Johnna Ct rental - Real Estate Rental - Inv. Related - St Petersburg, FL 33701 - Co-owner - Start Date 05/01/2023 - 2hrs/month - 2% time spent

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-20
  • S63 Uniform Securities Agent State Law Examination
    1988-07-20
Other Names
  • Rob Nolan

View on SEC IAPD

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