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James Joseph Pino

Tsa Management Inc

Glen Head, NY

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Current Employers
Tsa Management Inc

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-06
  • NY RA
    APPROVED
    Since 2021-04-06

Branch Locations

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hrc Services, Inc. Glenwood Landing NY 08/1997 Present
  • 08/1997 → Present
    Hrc Services, Inc.
    Glenwood Landing, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-22
S63 Uniform Securities Agent State Law Examination 1997-09-05
  • S65 Uniform Investment Adviser Law Examination
    2002-11-22
  • S63 Uniform Securities Agent State Law Examination
    1997-09-05

View on SEC IAPD

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Other Investors

FRANK VEE FINCH
JAMES WERNER
MICHAEL JONATHAN ROMER
Rebecca Rose Pino
Matthew Ritchie Monk
DENIS JOSEPH MOYNIHAN
SANDY JOEL SIFF
HOWARD VICTOR KIBRICK

Other Offices

LPL FINANCIAL LLC · GLEN HEAD, NY
J.P. MORGAN SECURITIES LLC · GLEN HEAD, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Glen Head, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Old Brookville, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Glen Head, NY
CETERA INVESTMENT ADVISERS LLC · OLD BROOKVILLE, NY
CITIGROUP GLOBAL MARKETS INC. · Glen Head, NY
ABBONDANDOLO WEALTH MANAGEMENT CORP · GLEN COVE, NY

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