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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-17 |
| MI | RA | APPROVED | 2015-07-31 |
Branch Locations
3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States
39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States
Rochester, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Troy | MI | 06/2015 | Present |
1)LET US PLAY YOUTH ORGANIZATION / 503 EAST UNIVERSITY # 203 ROCHESTER,MI 48307 / OTHER/ OTHER DOMESTIC NON PROFIT / CHARITABLE ORGANIZATION TO AID DISADVANTAGED YOUTH / MEMBER OF BOARD OF DIRECTORS / / ATTEND MEETINGS 2X/YEAR / START DATE 08/16/2013 / I*2125263, Entity Type: Entity Governmental, Name of OBA: City of Rochester Michigan Compensation Commission, Address: Rochester, Michigan, 48307, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/01/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Serve on 5-person commission that determines the salaries of all elected officials. This position does not involve any individual authority.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-27 |
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