Neal Lee Roehrs

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Lincoln, NE

Previous Registrations

• 1997-07-31 → 2006-11-17
  Citigroup Global Markets Inc.
  Lincoln, NE
  Lincoln, NE

Other Businesses

NJGG INC, INV RELATED, LINCOLN, NE, 100% OWNERSHIP, START 8/25/2016, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; NORTH CHANNEL CAPITAL REAL ESTATE LLC, INV RELATED, LINCOLN, NE, 12.5% OWNERSHIP, START 7/1/2025, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-12
• S63 Uniform Securities Agent State Law Examination
  1988-07-29

Other Names

• Neal L Roehrs