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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-06-03 |
Branch Locations
311 W 24Th St, Pueblo, CO 81003 • United States
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
11150 Huron St. Suite 102, Northglenn, CO 80234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Client One Securities, Llc | Westminster | CO | 04/2015 | 08/2017 |
| Oliver Financial Group | Westminster | CO | 07/2012 | 02/2017 |
| Metro North Financial Services | Westminster | CO | 07/2015 | 05/2024 |
| J.D. Mellberg Financial, Llc | Tucson | AZ | 07/2017 | 12/2019 |
| Secure Investment Managment, Llc | Tucson | AZ | 08/2017 | 02/2019 |
| Specialized Advizors, Llc | Dallas | TX | 02/2019 | 07/2019 |
| Gradient Advisors Llc | Arden Hills | MN | 06/2021 | Present |
1. Allied Wealth Investments LLC | Investment related | 11150 Huron St Northglenn CO 80234 & 311 W 24th St Pueblo CO 81003 | Advisory Services| Member | Investment Advisor Representative | 05/2024 | 20hrs/mo | 20hrs/mo during trading | Investment Services 2. Allied Wealth Financial Group | Investment related | 11150 Huron St Northglenn CO 80234 & 311 W 24th St Pueblo CO 81003 | Insurance Services | Member | Agent | 05/2024 | 140 hrs/mo | 140 hrs/mo during trading | Sales of fixed, indexed, & life insurance 3. ARC of Colorado; Investment Related; Denver, CO; Finance Oversight committee; Member; 11/2023; 1.5 hrs/mo outside of trading; Reviewing financials for State Board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-22 |
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