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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2011-07-05 |
Branch Locations
100 N. Michigan Street, South Bend, IN 46601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Source Bank | South Bend | IN | 01/2006 | Present |
| Lpl Financial Llc | South Bend | IN | 07/2011 | Present |
1) 06/01/2011: 1st Source Asset Advisors - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2) 7/29/2016: 1st Source Insurance, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/28/2013 - 155 Hours Per Month/6 Hours During Securities Trading - President of 1st Source Insurance Inc. 3) 12/23/2020 - 1st Source Bank, 1st Source Bank Wealth Advisory Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Senior Vice President - 160 Hours Per Month/8 Hours During Securities Trading - Promoted to Senior Vice President of the Personal Asset Management Group, soon to change its name to 1st Source Bank Wealth Advisory Services. 4) 5/21/2021 - 1st Source Insurance Inc. - Not Investment Related - 6909 Grape Road, 2nd Fl. Mishawaka, IN 46545 - For-Profit Board Member - Start Date: 2/28/2013 - 25 Hours Per Month/1 Hours During Securities Trading - Board member of the 1st source Insurance Inc., wholly owned by the bank subsidiary.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-02 |
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