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William Christopher Strafford

LPl Financial LLC

South Bend, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-07-05
  • IN RA
    APPROVED
    Since 2011-07-05

Branch Locations

100 N. Michigan Street, South Bend, IN 46601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Source Bank South Bend IN 01/2006 Present
Lpl Financial Llc South Bend IN 07/2011 Present
  • 01/2006 → Present
    1St Source Bank
    South Bend, IN
  • 07/2011 → Present
    South Bend, IN
Previous Registrations
  • 2006-01-17 → 2011-07-05
    Uvest Financial Services Group, Inc.
    South Bend, IN
    South Bend, IN
  • 2001-12-20 → 2005-12-31
    Natcity Investments, Inc.
    Munster, IN
    Mishawaka, IN
    Auburn, IN
    New Haven, IN
    Munster, IN
    Logansport, IN
    Huntington, IN
    South Bend, IN
    Merrillville, IN
    East Chicago, IN
    Fort Wayne, IN
    Rensselaer, IN
    Warsaw, IN
    Schererville, IN
    Warsaw, IN
    La Porte, IN
    Plymouth, IN
    Fort Wayne, IN
    Elkhart, IN
    Etna Green, IN
    Monroeville, IN
    Fort Wayne, IN
    Dekalb, IL
    Oakbrook, IL
    Rockford, IL
    Fort Wayne, IN
    Churubusco, IN
    Milford, IN
    Mishawaka, IN
    East Chicago, IN
    Fort Wayne, IN
    Mishawaka, IN
    Logansport, IN
    Warren, IN
    Ossian, IN
    Michigan City, IN
    South Bend, IN
    Bluffton, IN
    Fort Wyne, IN
    Peru, IN
    Mishawaka, IN
    Granger, IN
    Rockford, IL
    Rockford, IL
    Elkhart, IN
    Leesburg, IN
    Fort Wayne, IN
Other Businesses

1) 06/01/2011: 1st Source Asset Advisors - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2) 7/29/2016: 1st Source Insurance, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/28/2013 - 155 Hours Per Month/6 Hours During Securities Trading - President of 1st Source Insurance Inc. 3) 12/23/2020 - 1st Source Bank, 1st Source Bank Wealth Advisory Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Senior Vice President - 160 Hours Per Month/8 Hours During Securities Trading - Promoted to Senior Vice President of the Personal Asset Management Group, soon to change its name to 1st Source Bank Wealth Advisory Services. 4) 5/21/2021 - 1st Source Insurance Inc. - Not Investment Related - 6909 Grape Road, 2nd Fl. Mishawaka, IN 46545 - For-Profit Board Member - Start Date: 2/28/2013 - 25 Hours Per Month/1 Hours During Securities Trading - Board member of the 1st source Insurance Inc., wholly owned by the bank subsidiary.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-28
S63 Uniform Securities Agent State Law Examination 1990-07-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-07-02
Designations
Other Names
  • Chris Strafford

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