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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-11 |
| CO | RA | APPROVED | 2006-02-23 |
Branch Locations
12412 York Street 12412, Thornton, CO 80241 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-08-11 |
Branch Locations
1001 W. 120Th Ave #210, Westminster, CO 80234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Westminster | CO | 02/2006 | Present |
| Bighorn Wealth Management | Westminster | CO | 02/2009 | Present |
1. 02/23/2006: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 15% - LIFE, LONG TERM CARE, FIXED ANNUITIES. 2. 3/13/2008: MJS Financial, Inc. DBA Bighorn Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/14/2008: Big Horn Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 8/31/2009: MJS Financial, Inc. DBA Bighorn Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 20% - Provide financial planning, plan preparation and consulting, on an hourly and fixed fee basis. 6. 6/28/2011: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 15% - LIFE, LONG TERM CARE, FIXED ANNUITIES, THESE ARE PAID DIRECTLY TO ME UNDER MY SOCIAL SECURITY NUMBER. 7. 11/16/2016: No Business Name - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/16 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 07/30/2024 - MJS Financial, Inc. - Other - S Corp. - Not Investment Related - At Reported Business Location(s) - Start Date 03/26/2024 - 5 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-04-01 |
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