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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-11
CO RA APPROVED 2006-02-23
  • TX RA
    APPROVED
    Since 2025-11-11
  • CO RA
    APPROVED
    Since 2006-02-23

Branch Locations

12412 York St, Thornton, CO 80241 • United States

Bighorn Wealth Management

12412 York Street 12412, Thornton, CO 80241 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-08-11
  • CO RA
    APPROVED
    Since 2009-08-11

Branch Locations

1001 W. 120Th Ave #210, Westminster, CO 80234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Westminster CO 02/2006 Present
Bighorn Wealth Management Westminster CO 02/2009 Present
Previous Registrations
  • 2000-03-31 → 2006-03-01
    Osaic Fa, Inc.
    Denver, CO
    Denver, CO
Other Businesses

1. 02/23/2006: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 15% - LIFE, LONG TERM CARE, FIXED ANNUITIES. 2. 3/13/2008: MJS Financial, Inc. DBA Bighorn Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/14/2008: Big Horn Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 8/31/2009: MJS Financial, Inc. DBA Bighorn Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 20% - Provide financial planning, plan preparation and consulting, on an hourly and fixed fee basis. 6. 6/28/2011: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 15% - LIFE, LONG TERM CARE, FIXED ANNUITIES, THESE ARE PAID DIRECTLY TO ME UNDER MY SOCIAL SECURITY NUMBER. 7. 11/16/2016: No Business Name - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/16 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 07/30/2024 - MJS Financial, Inc. - Other - S Corp. - Not Investment Related - At Reported Business Location(s) - Start Date 03/26/2024 - 5 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01
Other Names
  • Mike Sikora

View on SEC IAPD

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