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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-22 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1) Prestige Financial Holdings, LLC (member) 5/22/2019, 10 HRS/MO - DBA Prestige Financial Group 2). 1020 SOUTHHIL PROPERTY OWNERS ASSOCIATION, POA BOARD MEMEBER, PROVIDE OVERALL REVIEW AND DIRECTION FOR THE ADMIINISTRATION OF POA FUNCTIONS. 12/01/2021. 1 HR/MO. 4) POA for Sister5) Owner Henry and Karen Fiumara - Rental property 905 Allforth PL, Cary NC, Owner of rental home. provide ongoing maintenance and service support, Address: 204 Willesden Dr Cary NC 27513 Start Date: 6/1/2008, Hours: 1 per mo. not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-29 |
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