Steve Howard Nelson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 03/2018
  Fsc Securities Corporation
  Phoenix, AZ
• 03/2018 → 03/2020
  Ameriprise Financial Services Inc
  Mesa, AZ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Phoenix, AZ

Previous Registrations

• 2011-02-10 → 2018-04-17
  Fsc Securities Corporation
  Payson, AZ
  Phoenix, AZ
  Chandler, AZ
  Phoenix, AZ
• 2004-06-22 → 2011-05-06
  Aegis Financial Group, Inc.
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-18
• S63 Uniform Securities Agent State Law Examination
  1993-05-04

Other Names

• Steve Howard Nelson
• Steven Howard Nelson