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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2007-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2007 | Present |
| Gariano Wealth Management | Ridgewood | NJ | 01/2015 | Present |
1) GARIANO WEALTH MANAGEMENT; INV REL; SAME AS REGISTERED ADDRESS; DBA FOR FINANCIAL SERVICES; START 1/1/2015; 50 HOURS/WEEK DURING TRADING HOURS; OWNER 2) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: AD HOC; APX NUMBER OF HOURS DURING TRADING HOURS: AD HOC; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-28 |
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