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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-15 |
| IL | RA | APPROVED | 2016-01-29 |
Branch Locations
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
2056 Westings Ave. Suite 360, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F Edwards & Co | Wheaton | IL | 01/2016 | Present |
(1) Estate of C. Kempa, Downers Grove, IL. - Executor, Duties: collecting financial assets of the estate, paying bills related to the deceased., Start Date: 04/05/2022, 10 hours per month with 0 hrs. during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-02 |
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